Code Of Conduct Sra

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Code Of Conduct Sra



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SRA - Code of Conduct November 2019

Where previous Handbooks contained 10 principles with accompanying notes, the SRA Standards and Regulations are constructed around 7 principles which apply to all Lawyers and Individuals. The principle to act in the best interest of the client has not changed, but a new principle of honesty has been added. The reduction in the number of principles puts a heavier burden on individuals. The principles are considered to be the universal minimum standard for all Individuals and Lawyers to apply. The previous Handbook was long and confusing. While there are no longer clear indicative behaviours stipulated, you must remember that you still have individual obligations. The existing code of conduct has been replaced with two separate codes of conduct: the Individual Code, which is applicable to Lawyers and, in some respects, to Individuals, and the Firm Code, which is applicable to Firms.

This distinction is intended to make it easier for everyone to understand the different responsibilities and obligations imposed on them by the SRA. They include a different definition of client money and rules on the use of third-party managed client accounts. For example, where the previous accounts rules stipulated prescriptive timelines for actions, the new rules place the onus upon each Firm to determine its own reasonable timelines. Unacceptable behavior will not be tolerated and is defined as:. Harassment, intimidation, or discrimination in any form related to gender, sexual orientation, race, ethnicity, religion, disability, physical appearance, age, experience, or other characteristic.

Use of hateful, obscene, defamatory, discriminatory, or violent language. Unwelcome or uninvited attention or contact with another participant. Expressed or implied threat of physical or professional harm. Sustained disruption of presentations, sessions, or other events. Promotional materials, special offers, job offers, product announcements, or solicitation for services in presentations or public spaces. Unauthorized copy or screen shot of presentations.

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